Enforcement Statistical Overview

FISCAL YEAR* 06/07 07/08 08/09 09/10 10/11 11/12 12/13 13/14 14/15
* Fiscal Year: July 1 - June 30
Updated: January 2015
COMPLAINTS/CASES OPENED
Complaints Received 2,978 3,030 3,116 2,449 3,425 3,576 2,828 3,271 1894
Referred for Investigation 63 110 48 8 41 70 41 7 6
Cases Referred to AG 151 158 59 47 101 107 91 79 19

DISCIPLINARY FILINGS
Accusations Filed 164 151 63 49 45 49 57 63 26
Statement of Issues (SOI) Filed 21 14 11 4 6 4 0 2 0

WITHDRAWALS/DISMISSALS
Accusations Withdrawn or Dismissed 8 4 15 3 4 7 1 3 2
SOI Withdrawn or Dismissed 3 7 11 2 0 0 0 0 0

DISCIPLINARY DECISION OUTCOMES
Revocation 64 36 34 37 41 49 39 36 16
Voluntary Surrender of License 45 31 34 5 5 5 11 9 3
Suspension Only 0 0 0 1 0 0 0 1 0
Probation with Suspension 208 156 129 44 25 32 30 24 14
Applicant Licenses Denied 14 5 6 2 1 3 5 0 0
Probation Only 28 62 28 13 11 11 22 4 2
Public Reprimand 0 1 1 0 0 0 0 0 0
Other Decisions 9 2 0 5 2 2 0 0 0
TOTAL DECISIONS 368 293 232 107 85 102 107 74 35

DECISIONS (BY VIOLATION TYPE)
Contractual 0 1 0 0 0 0 0 0 0
Fraud 7 11 3 3 0 0 0 1 1
Health and Safety 85 70 71 16 16 13 15 7 8
Non-Jurisdictional 1 2 1 2 2 0 0 0 0
Incompetence/Negligence 56 67 48 8 17 14 6 11 3
Other 22 7 1 2 0 0 4 0 0
Personal Conduct 28 27 41 4 3 4 1 0 0
Product Quality 2 4 9 3 0 2 0 0 0
Unprofessional Conduct 2 1 1 0 0 0 0 0 0
Sexual Misconduct 4 3 2 1 0 0 0 0 0
Unlicensed Activity 59 46 57 24 25 34 38 32 12
Criminal Charges/Convictions 0 0 0 0 1 0 1 3 0

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